SEC Form 4 · accession 0001294671-19-000003
KEYCORP /NEW/ · KEY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kristen L Manos
Director
Period of report
Dec 31, 2018
Accepted (ET)
Jan 3, 2019 · 5:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000091576
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Jan 1, 2019 | M | 6,410 | — | A | 78,258 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred SharesF4,F2,F3 | — | Dec 31, 2018 | A | 1,522 | A | — | — | Common Shares | 1,522 | 86,732 | D |
| Deferred SharesF1 | — | Jan 1, 2019 | M | 6,410 | D | Jan 1, 2019 | Jan 1, 2019 | Common Shares | 6,410 | 80,322 | D |
Explanation of responses
- F1Each Deferred Share is the economic equivalent of one Common Share.
- F2Directors may elect to defer the payment of directors' fees into the Directors' Deferred Share Sub-Plan to the KeyCorp 2013 Equity Compensation Plan (the "Deferred Share Plan"). The deferred fees are converted into deferred shares, which are the economic equivalent of common shares.
- F3Under the terms of the Deferred Share Plan, payment of the deferred shares has been deferred until the earlier of January 1, 2022 or the death of the participant.
- F4Includes approximately 947 dividend-equivalent deferred shares accrued under the Deferred Share Plan in December 2018.