SEC Form 4 · accession 0001294671-18-000067
KEYCORP /NEW/ · KEY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Trina M Evans
Officer — Director, Corporate Center
Period of report
Jul 23, 2018
Accepted (ET)
Jul 25, 2018 · 4:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000091576
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Jul 23, 2018 | S | 13,795 | $20.62 | D | 71,212 | D | |
| Common Shares | Jul 23, 2018 | M | 3,950 | $8.42 | A | 75,162 | D | |
| Common Shares | Jul 23, 2018 | S | 3,950 | $20.74 | D | 71,212 | D | |
| Common Shares | Jul 23, 2018 | M | 9,929 | $9.26 | A | 81,141 | D | |
| Common Shares | Jul 23, 2018 | S | 9,929 | $20.72 | D | 71,212 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to BuyF1 | $8.42 | Jul 23, 2018 | M | 3,950 | D | — | Jul 27, 2020 | Common Shares | 3,950 | 0 | D |
| Option to BuyF2 | $9.26 | Jul 23, 2018 | M | 9,929 | D | — | Mar 4, 2021 | Common Shares | 9,929 | 0 | D |
Explanation of responses
- F1This option vested in three equal annual installments ending on July 27, 2013.
- F2This option vested in four equal annual installments ending on March 4, 2015.