SEC Form 4 · accession 0001294671-18-000059
KEYCORP /NEW/ · KEY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin Thomas Ryan
Officer — Chief Risk Review Officer
Period of report
May 22, 2018
Accepted (ET)
May 24, 2018 · 4:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000091576
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | May 22, 2018 | M | 10,725 | $5.55 | A | 67,179 | D | |
| Common Shares | May 22, 2018 | F | 2,867 | $20.76 | D | 64,312 | D | |
| Common SharesF1 | holding | — | — | — | 12,501 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to BuyF2 | $5.55 | May 22, 2018 | M | 10,725 | D | — | Jul 27, 2019 | Common Shares | 10,725 | 0 | D |
Explanation of responses
- F1Reported as of March 15, 2018.
- F2This option vested in three equal annual installments ending on July 27, 2012.