SEC Form 4 · accession 0001294671-18-000036
KEYCORP /NEW/ · KEY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward J. Burke
Officer — Co-Pres., Key Community Bank
Period of report
May 8, 2018
Accepted (ET)
May 10, 2018 · 4:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000091576
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1,F2 | May 8, 2018 | S | 10,000 | $19.83 | D | 126,526 | D | |
| Common Shares | May 8, 2018 | M | 8,962 | $11.16 | A | 135,488 | D | |
| Common SharesF3 | holding | — | — | — | 6,765 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to BuyF4 | $11.16 | May 8, 2018 | M | 8,962 | D | — | Jul 25, 2018 | Common Shares | 8,962 | 0 | D |
Explanation of responses
- F1The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.82 to $19.83.
- F2The reporting person may provide to KeyCorp, any security holder of KeyCorp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
- F3Reported as of March 15, 2018.
- F4This option vested in three equal annual installments ending on July 25, 2011.