SEC Form 4 · accession 0001294671-18-000029
KEYCORP /NEW/ · KEY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas M Schosser
Officer — Chief Accounting Officer
Period of report
Feb 21, 2018
Accepted (ET)
Feb 23, 2018 · 4:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000091576
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Feb 21, 2018 | M | 7,950 | $9.26 | A | 30,516 | D | |
| Common Shares | Feb 21, 2018 | F | 3,483 | $21.14 | D | 27,033 | D | |
| Common Shares | Feb 21, 2018 | M | 3,500 | $7.98 | A | 30,533 | D | |
| Common Shares | Feb 21, 2018 | F | 1,321 | $21.13 | D | 29,212 | D | |
| Common SharesF1 | holding | — | — | — | 3,305 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to BuyF2 | $9.26 | Feb 21, 2018 | M | 7,950 | D | — | Mar 4, 2021 | Common Shares | 7,950 | 0 | D |
| Option to BuyF3 | $7.98 | Feb 21, 2018 | M | 3,500 | D | — | Mar 2, 2022 | Common Shares | 3,500 | 10,250 | D |
Explanation of responses
- F1Reported as of January 26, 2018.
- F2This option vested in four equal annual installments ending on March 4, 2015.
- F3This option vested in four equal annual installments ending on March 2, 2016.