SEC Form 4 · accession 0001294671-18-000026
KEYCORP /NEW/ · KEY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin Thomas Ryan
Officer — Chief Risk Review Officer
Period of report
Feb 17, 2018
Accepted (ET)
Feb 21, 2018 · 5:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000091576
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Feb 17, 2018 | M | 11,759 | — | A | 60,002 | D | |
| Common Shares | Feb 17, 2018 | F | 3,548 | $21.02 | D | 56,454 | D | |
| Common SharesF2 | holding | — | — | — | 12,432 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3,F4 | — | Feb 17, 2018 | M | 2,653 | D | — | — | Common Shares | 2,653 | 0 | D |
| Restricted Stock UnitsF6,F1,F5 | — | Feb 17, 2018 | M | 3,123 | D | — | — | Common Shares | 3,123 | 3,123 | D |
| Restricted Stock UnitsF8,F1,F7 | — | Feb 17, 2018 | M | 4,116 | D | — | — | Common Shares | 4,116 | 8,232 | D |
| Restricted Stock UnitsF10,F1,F9 | — | Feb 17, 2018 | M | 1,868 | D | — | — | Common Shares | 1,868 | 5,599 | D |
| Restricted Stock UnitsF1,F11 | — | Feb 19, 2018 | A | 6,089 | A | — | — | Common Shares | 6,089 | 6,089 | D |
| Option to BuyF12 | $21.02 | Feb 19, 2018 | A | 6,250 | A | — | Feb 19, 2028 | Common Shares | 6,250 | 6,250 | D |
Explanation of responses
- F1Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.
- F10Includes approximately 150 dividend-equivalent restricted stock units accrued between March and December 2017.
- F11The restricted stock units, granted on February 19, 2018, vest in four equal annual installments beginning on February 17, 2019.
- F12The options to buy, granted on February 19, 2018, vest in four equal annual installments beginning on February 17, 2019.
- F2Reported as of January 26, 2018.
- F3The restricted stock units, granted on February 17, 2014, vested in four equal annual installments ending on February 17, 2018.
- F4Includes approximately 54 dividend-equivalent restricted stock units accrued between March and December 2017.
- F5The restricted stock units, granted on February 16, 2015, vest in four equal annual installments beginning on February 17, 2016.
- F6Includes approximately 124 dividend-equivalent restricted stock units accrued between March and December 2017.
- F7The restricted stock units, granted on February 15, 2016, vest in four equal annual installments beginning on February 17, 2017.
- F8Includes approximately 248 dividend-equivalent restricted stock units accrued between March and December 2017.
- F9The restricted stock units, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018.