SEC Form 4 · accession 0001294671-18-000023
KEYCORP /NEW/ · KEY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Angela G Mago
Officer — Co-Head Corporate Bank
Period of report
Feb 17, 2018
Accepted (ET)
Feb 21, 2018 · 5:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000091576
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Feb 17, 2018 | M | 54,494 | — | A | 114,779 | D | |
| Common Shares | Feb 17, 2018 | F | 17,579 | $21.02 | D | 97,200 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2,F3 | — | Feb 17, 2018 | M | 18,929 | D | — | — | Common Shares | 18,929 | 0 | D |
| Restricted Stock UnitsF1,F4,F5 | — | Feb 17, 2018 | M | 2,399 | D | — | — | Common Shares | 2,399 | 0 | D |
| Restricted Stock UnitsF7,F1,F6 | — | Feb 17, 2018 | M | 7,382 | D | — | — | Common Shares | 7,382 | 7,382 | D |
| Restricted Stock UnitsF9,F1,F8 | — | Feb 17, 2018 | M | 20,132 | D | — | — | Common Shares | 20,132 | 40,263 | D |
| Restricted Stock UnitsF11,F1,F10 | — | Feb 17, 2018 | M | 5,651 | D | — | — | Common Shares | 5,651 | 16,953 | D |
| Restricted Stock UnitsF1,F12 | — | Feb 19, 2018 | A | 21,883 | A | — | — | Common Shares | 21,883 | 21,883 | D |
| Option to BuyF13 | $21.02 | Feb 19, 2018 | A | 22,460 | A | — | Feb 19, 2028 | Common Shares | 22,460 | 22,460 | D |
Explanation of responses
- F1Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.
- F10The restricted stock units, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018.
- F11Includes approximately 453 dividend-equivalent restricted stock units accrued between March and December 2017.
- F12The restricted stock units, granted on February 19, 2018, vest in four equal annual installments beginning on February 17, 2019.
- F13The options to buy, granted on February 19, 2018, vest in four equal annual installments beginning on February 17, 2019.
- F2These restricted stock units, granted on February 16, 2015, vested in full on February 17, 2018.
- F3Includes approximately 725 dividend-equivalent restricted stock units accrued since June 2016.
- F4These restricted stock units, granted on February 17, 2014, vested in four equal annual installments ending on February 17, 2018.
- F5Includes approximately 48 dividend-equivalent restricted stock units accrued between March and December 2017.
- F6The restricted stock units, granted on February 16, 2015, vest in four equal annual installments beginning on February 17, 2016.
- F7Includes approximately 296 dividend-equivalent restricted stock units accrued between March and December 2017.
- F8The restricted stock units, granted on February 15, 2016, vest in four equal annual installments beginning on February 17, 2017.
- F9Includes approximately 1,213 dividend-equivalent restricted stock units accrued between March and December 2017.