SEC Form 4 · accession 0001294671-18-000018
KEYCORP /NEW/ · KEY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Trina M Evans
Officer — Director, Corporate Center
Period of report
Feb 17, 2018
Accepted (ET)
Feb 21, 2018 · 5:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000091576
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1,F2 | Feb 17, 2018 | M | 11,221 | — | A | 79,929 | D | |
| Common Shares | Feb 17, 2018 | F | 3,409 | $21.02 | D | 76,520 | D | |
| Common SharesF3 | Feb 19, 2018 | A | 12,186 | — | A | 88,706 | D | |
| Common Shares | Feb 19, 2018 | F | 3,699 | $21.02 | D | 85,007 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F4,F5 | — | Feb 17, 2018 | M | 2,630 | D | — | — | Common Shares | 2,630 | 0 | D |
| Restricted Stock UnitsF7,F1,F6 | — | Feb 17, 2018 | M | 2,271 | D | — | — | Common Shares | 2,271 | 2,271 | D |
| Restricted Stock UnitsF9,F1,F8 | — | Feb 17, 2018 | M | 3,493 | D | — | — | Common Shares | 3,493 | 6,984 | D |
| Restricted Stock UnitsF11,F1,F10 | — | Feb 17, 2018 | M | 2,827 | D | — | — | Common Shares | 2,827 | 8,475 | D |
| Restricted Stock UnitsF1,F12 | — | Feb 19, 2018 | A | 11,298 | A | — | — | Common Shares | 11,298 | 11,298 | D |
| Option to BuyF13 | $21.02 | Feb 19, 2018 | A | 9,765 | A | — | Feb 19, 2028 | Common Shares | 9,765 | 9,765 | D |
Explanation of responses
- F1Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.
- F10The restricted stock units, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018.
- F11Includes approximately 227 dividend-equivalent restricted stock units accrued between March and December 2017.
- F12The restricted stock units, granted on February 19, 2018, vest in four equal annual installments beginning on February 17, 2019.
- F13The options to buy, granted on February 19, 2018, vest in four equal annual installments beginning on February 17, 2019.
- F2Includes approximately 15 common shares acquired through dividend reinvestment in March 2017.
- F3These shares were received for no consideration upon the satisfaction of certain performance criteria underlying the performance share units granted on February 16, 2015.
- F4The restricted stock units, granted on February 17, 2014, vested in four equal annual installments ending on February 17, 2018.
- F5Includes approximately 53 dividend-equivalent restricted stock units accrued between March and December 2017.
- F6The restricted stock units, granted on February 16, 2015, vest in four equal annual installments beginning on February 17, 2016.
- F7Includes approximately 90 dividend-equivalent restricted stock units accrued between March and December 2017.
- F8The restricted stock units, granted on February 15, 2016, vest in four equal annual installments beginning on February 17, 2017.
- F9Includes approximately 210 dividend-equivalent restricted stock units accrued between March and December 2017.