SEC Form 4 · accession 0001294671-18-000016
KEYCORP /NEW/ · KEY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert A DeAngelis
Officer — Dir. of Qual. & Prod. Mgmt.
Period of report
Feb 17, 2018
Accepted (ET)
Feb 21, 2018 · 5:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000091576
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Feb 17, 2018 | M | 10,387 | — | A | 135,852 | D | |
| Common Shares | Feb 17, 2018 | F | 3,154 | $21.02 | D | 132,698 | D | |
| Common SharesF2 | Feb 19, 2018 | A | 16,249 | — | A | 148,947 | D | |
| Common Shares | Feb 19, 2018 | F | 4,932 | $21.02 | D | 144,015 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4,F1,F3 | — | Feb 17, 2018 | M | 3,367 | D | — | — | Common Shares | 3,367 | 0 | D |
| Restricted Stock UnitsF6,F1,F5 | — | Feb 17, 2018 | M | 3,029 | D | — | — | Common Shares | 3,029 | 3,028 | D |
| Restricted Stock UnitsF8,F1,F7 | — | Feb 17, 2018 | M | 3,991 | D | — | — | Common Shares | 3,991 | 7,983 | D |
| Restricted Stock UnitsF1,F9 | — | Feb 19, 2018 | A | 7,611 | A | — | — | Common Shares | 7,611 | 7,611 | D |
| Option to BuyF10 | $21.02 | Feb 19, 2018 | A | 7,812 | A | — | Feb 19, 2028 | Common Shares | 7,812 | 7,812 | D |
Explanation of responses
- F1Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.
- F10The options to buy, granted on February 19, 2018, vest in four equal annual installments beginning on February 17, 2019.
- F2These shares were received for no consideration upon the satisfaction of certain performance criteria underlying the performance share units granted on February 16, 2015.
- F3The restricted stock units, granted on February 17, 2014, vested in four equal annual installments ending on February 17, 2018.
- F4Includes approximately 52 dividend-equivalent restricted stock units accrued between June and December 2017.
- F5The restricted stock units, granted on February 16, 2015, vest in four equal annual installments beginning on February 17, 2016.
- F6Includes approximately 94 dividend-equivalent restricted stock units accrued between June and December 2017.
- F7The restricted stock units, granted on February 15, 2016, vest in four equal annual installments beginning on February 17, 2017.
- F8Includes approximately 186 dividend-equivalent restricted stock units accrued between June and December 2017.
- F9The restricted stock units, granted on February 19, 2018, vest in four equal annual installments beginning on February 17, 2019.