SEC Form 4 · accession 0001294671-18-000008
KEYCORP /NEW/ · KEY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Craig A Buffie
Officer — Chief Human Resources Officer
Period of report
Jan 22, 2018
Accepted (ET)
Jan 24, 2018 · 5:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000091576
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Jan 22, 2018 | M | 4,225 | $9.33 | A | 51,791 | D | |
| Common Shares | Jan 22, 2018 | S | 4,225 | $21.20 | D | 47,566 | D | |
| Common Shares | Jan 22, 2018 | M | 7,594 | $10.49 | A | 55,160 | D | |
| Common Shares | Jan 22, 2018 | S | 7,594 | $21.21 | D | 47,566 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to BuyF1 | $9.33 | Jan 22, 2018 | M | 4,225 | D | — | Mar 1, 2023 | Common Shares | 4,225 | 0 | D |
| Option to BuyF2 | $10.49 | Jan 22, 2018 | M | 7,594 | D | — | Feb 15, 2026 | Common Shares | 7,594 | 22,779 | D |
Explanation of responses
- F1This option vested in four equal annual installments ending on March 1, 2017.
- F2This option vests in four equal annual installments, beginning on February 15, 2017.