SEC Form 4 · accession 0001294671-17-000086
KEYCORP /NEW/ · KEY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Angela G Mago
Officer — Co-Head Corporate Bank
Period of report
Aug 8, 2017
Accepted (ET)
Aug 9, 2017 · 4:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000091576
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Aug 8, 2017 | M | 5,000 | $11.16 | A | 65,285 | D | |
| Common Shares | Aug 8, 2017 | S | 5,000 | $18.48 | D | 60,285 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to BuyF2 | $11.16 | Aug 8, 2017 | M | 5,000 | D | — | Jul 25, 2018 | Common Shares | 5,000 | 0 | D |
Explanation of responses
- F1Includes approximately 9 common shares acquired through dividend reinvestment in March 2017.
- F2This option vested in three equal annual installments ending on July 25, 2011.