SEC Form 4 · accession 0001294671-17-000083
KEYCORP /NEW/ · KEY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert A DeAngelis
Officer — Dir. of Qual. & Prod. Mgmt.
Period of report
Aug 4, 2017
Accepted (ET)
Aug 8, 2017 · 4:29 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000091576
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Aug 4, 2017 | M | 4,984 | $5.55 | A | 127,508 | D | |
| Common Shares | Aug 4, 2017 | F | 1,493 | $18.52 | D | 126,015 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to BuyF1 | $5.55 | Aug 4, 2017 | M | 4,984 | D | — | Jul 27, 2019 | Common Shares | 4,984 | 31,166 | D |
Explanation of responses
- F1This option vested in three equal annual installments ending on July 27, 2012.