SEC Form 4 · accession 0001294671-17-000082
KEYCORP /NEW/ · KEY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Amy G. Brady
Officer — Chief Information Officer
Period of report
Aug 7, 2017
Accepted (ET)
Aug 8, 2017 · 4:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000091576
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Aug 7, 2017 | S | 18,000 | $18.42 | D | 52,305 | D | |
| Common Shares | Aug 7, 2017 | M | 35,675 | $7.94 | A | 87,980 | D | |
| Common Shares | Aug 7, 2017 | F | 15,369 | $18.43 | D | 72,611 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to BuyF2 | $7.94 | Aug 7, 2017 | M | 35,675 | D | — | Mar 8, 2022 | Common Shares | 35,675 | 0 | D |
Explanation of responses
- F1Includes approximately 199 common shares acquired under the KeyCorp Amended and Restated Discount Stock Purchase Plan between March 2017 and July 2017 and approximately 17 common shares acquired through dividend reinvestment in March 2017.
- F2This option vested in four equal annual installments ending on March 8, 2016.