SEC Form 4 · accession 0001294671-17-000073
KEYCORP /NEW/ · KEY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard J Hipple
Director
Period of report
Jun 30, 2017
Accepted (ET)
Jul 5, 2017 · 7:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000091576
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1,F2 | Jun 30, 2017 | M | 6,454 | — | A | 20,066 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred SharesF5,F3,F4 | — | Jun 30, 2017 | A | 1,200 | A | — | — | Common Shares | 1,200 | 48,253 | D |
| Deferred SharesF1 | — | Jul 1, 2017 | M | 6,454 | D | Jul 1, 2017 | Jul 1, 2017 | Common Shares | 6,454 | 41,799 | D |
Explanation of responses
- F1Each Deferred Share was the economic equivalent of one KeyCorp Common Share.
- F2Includes approximately 68 common shares acquired through dividend reinvestment in June 2017.
- F3Directors may elect to defer the payment of directors' fees into the Directors' Deferred Share Sub-Plan to the KeyCorp 2013 Equity Compensation Plan (the "Deferred Share Plan"). The deferred fees are converted into deferred shares, which are the economic equivalent of common shares.
- F4Under the terms of the Deferred Share Plan, payment of the deferred shares has been deferred until the earlier of July 1, 2023 or the death of the participant.
- F5Includes approximately 238 dividend-equivalent deferred shares accrued under the Deferred Share Plan in June 2017.