SEC Form 4 · accession 0001294671-17-000067
KEYCORP /NEW/ · KEY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
H James Dallas
Director
Period of report
May 22, 2017
Accepted (ET)
May 23, 2017 · 4:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000091576
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | May 22, 2017 | M | 6,421 | — | A | 59,367 | D | |
| Common Shares | May 22, 2017 | D | 3,210 | $17.71 | D | 56,157 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred SharesF1 | — | May 22, 2017 | M | 6,421 | D | May 22, 2017 | May 22, 2017 | Common Shares | 6,421 | 22,191 | D |
Explanation of responses
- F1Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On May 22, 2017, 3,210 of the Reporting Person's Deferred Shares were settled for cash, and the remaining 3,211 Deferred Shares were settled for an equal number of KeyCorp Common Shares.