SEC Form 4 · accession 0001294671-17-000050
KEYCORP /NEW/ · KEY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas M Schosser
Officer — Chief Accounting Officer
Period of report
May 9, 2017
Accepted (ET)
May 11, 2017 · 4:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000091576
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | May 9, 2017 | M | 4,000 | $9.26 | A | 31,419 | D | |
| Common Shares | May 9, 2017 | F | 1,989 | $18.62 | D | 29,430 | D | |
| Common Shares | May 9, 2017 | S | 12,913 | $18.59 | D | 16,517 | D | |
| Common SharesF2 | holding | — | — | — | 3,268 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to BuyF3 | $9.26 | May 9, 2017 | M | 4,000 | D | — | Mar 4, 2021 | Common Shares | 4,000 | 7,950 | D |
Explanation of responses
- F1Includes approximately 7 common shares acquired through dividend reinvestment in March 2017.
- F2Reported as of March 22, 2017.
- F3This option vested in four equal annual installments ending on ending on March 4, 2015.