SEC Form 4 · accession 0001294671-17-000049
KEYCORP /NEW/ · KEY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin Thomas Ryan
Officer — Chief Risk Review Officer
Period of report
Apr 28, 2017
Accepted (ET)
May 1, 2017 · 4:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000091576
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Apr 28, 2017 | M | 12,500 | $11.16 | A | 52,795 | D | |
| Common Shares | Apr 28, 2017 | F | 7,620 | $18.31 | D | 45,175 | D | |
| Common Shares | Apr 28, 2017 | M | 4,400 | $5.55 | A | 49,575 | D | |
| Common Shares | Apr 28, 2017 | F | 1,332 | $18.32 | D | 48,243 | D | |
| Common SharesF2 | holding | — | — | — | 12,290 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to BuyF3 | $11.16 | Apr 28, 2017 | M | 12,500 | D | — | Jul 25, 2018 | Common Shares | 12,500 | 0 | D |
| Option to BuyF4 | $5.55 | Apr 28, 2017 | M | 4,400 | D | — | Jul 27, 2019 | Common Shares | 4,400 | 10,725 | D |
Explanation of responses
- F1Includes approximately 11 common shares acquired through dividend reinvestment in March 2017.
- F2Reported as of March 22, 2017.
- F3This option vested in four equal annual installments ending on July 25, 2012.
- F4This option vested in four equal annual installments ending on July 27, 2013.