SEC Form 4 · accession 0001294671-17-000045
KEYCORP /NEW/ · KEY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard J Hipple
Director
Period of report
Mar 31, 2017
Accepted (ET)
Apr 4, 2017 · 4:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000091576
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | holding | — | — | — | 13,544 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred SharesF4,F2,F3 | — | Mar 31, 2017 | A | 1,265 | A | — | — | Common Shares | 1,265 | 40,028 | D |
Explanation of responses
- F1Includes approximately 308 common shares acquired through dividend reinvestments from June 2016 to March 2017.
- F2Directors may elect to defer the payment of directors' fees into the Directors' Deferred Share Sub-Plan to the KeyCorp 2013 Equity Compensation Plan (the "Deferred Share Plan"). The deferred fees are converted into deferred shares, which are the economic equivalent of common shares.
- F3Under the terms of the Deferred Share Plan, payment of the deferred shares has been deferred until the earlier of July 1, 2023 or the death of the participant.
- F4Includes approximately 895 dividend-equivalent deferred shares accrued under the Deferred Share Plan between June 2016 and March 2017.