SEC Form 4 · accession 0001294671-17-000035
KEYCORP /NEW/ · KEY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher M. Gorman
Officer — Merger Integration Executive
Period of report
Mar 1, 2017
Accepted (ET)
Mar 3, 2017 · 4:44 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000091576
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Mar 1, 2017 | M | 22,351 | — | A | 482,290 | D | |
| Common Shares | Mar 1, 2017 | F | 10,718 | $19.36 | D | 471,572 | D | |
| Common SharesF2 | holding | — | — | — | 3,546 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F1,F4 | — | Mar 1, 2017 | M | 22,351 | D | — | — | Common Shares | 22,351 | 0 | D |
Explanation of responses
- F1Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.
- F2Reported as of February 9, 2017.
- F3Includes approximately 704 dividend-equivalent restricted stock units accrued between March and December 2016.
- F4The restricted stock units, granted on March 1, 2013, vested in four equal annual installments ending on March 1, 2017.