SEC Form 4 · accession 0001294671-17-000027
KEYCORP /NEW/ · KEY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin Thomas Ryan
Officer — Chief Risk Review Officer
Period of report
Feb 17, 2017
Accepted (ET)
Feb 22, 2017 · 5:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000091576
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Feb 17, 2017 | M | 9,694 | — | A | 41,373 | D | |
| Common Shares | Feb 17, 2017 | F | 3,440 | $18.96 | D | 37,933 | D | |
| Common SharesF2 | holding | — | — | — | 12,218 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4,F1,F3 | — | Feb 17, 2017 | M | 2,600 | D | — | — | Common Shares | 2,600 | 2,599 | D |
| Restricted Stock UnitsF6,F1,F5 | — | Feb 17, 2017 | M | 3,060 | D | — | — | Common Shares | 3,060 | 6,120 | D |
| Restricted Stock UnitsF8,F1,F7 | — | Feb 17, 2017 | M | 4,034 | D | — | — | Common Shares | 4,034 | 12,100 | D |
| Restricted Stock UnitsF1,F9 | — | Feb 20, 2017 | A | 7,317 | A | — | — | Common Shares | 7,317 | 7,317 | D |
| Option to BuyF10 | $18.96 | Feb 20, 2017 | A | 6,521 | A | — | Feb 20, 2027 | Common Shares | 6,521 | 6,521 | D |
Explanation of responses
- F1Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.
- F10The options to buy, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018.
- F2Reported as of February 9, 2017.
- F3The restricted stock units, granted on February 17, 2014, vest in four equal annual installments that began on February 17, 2015.
- F4Includes approximately 96 dividend-equivalent restricted stock units accrued between June and December 2016.
- F5The restricted stock units, granted on February 16, 2015, vest in four equal annual installments beginning on February 17, 2016.
- F6Includes approximately 170 dividend-equivalent restricted stock units accrued between June and December 2016.
- F7The restricted stock units, granted on February 15, 2016, vest in four equal annual installments beginning on February 17, 2017.
- F8Includes approximately 299 dividend-equivalent restricted stock units accrued between June and December 2016.
- F9The restricted stock units, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018.