SEC Form 4 · accession 0001294671-17-000024
KEYCORP /NEW/ · KEY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Angela G Mago
Officer — Co-Head Corporate Bank
Period of report
Feb 17, 2017
Accepted (ET)
Feb 22, 2017 · 5:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000091576
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Feb 17, 2017 | M | 44,580 | — | A | 72,540 | D | |
| Common Shares | Feb 17, 2017 | F | 15,051 | $18.96 | D | 57,489 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1,F3 | — | Feb 17, 2017 | M | 15,265 | D | — | — | Common Shares | 15,265 | 0 | D |
| Restricted Stock UnitsF5,F1,F4 | — | Feb 17, 2017 | M | 2,352 | D | — | — | Common Shares | 2,352 | 2,351 | D |
| Restricted Stock UnitsF7,F1,F6 | — | Feb 17, 2017 | M | 7,234 | D | — | — | Common Shares | 7,234 | 14,468 | D |
| Restricted Stock UnitsF9,F1,F8 | — | Feb 17, 2017 | M | 19,729 | D | — | — | Common Shares | 19,729 | 59,182 | D |
| Restricted Stock UnitsF1,F10 | — | Feb 20, 2017 | A | 22,151 | A | — | — | Common Shares | 22,151 | 22,151 | D |
| Option to BuyF11 | $18.96 | Feb 20, 2017 | A | 22,826 | A | — | Feb 20, 2027 | Common Shares | 22,826 | 22,826 | D |
Explanation of responses
- F1Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.
- F10The restricted stock units, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018.
- F11The options to buy, granted on February 20, 2017, vest in four equal annual installments beginning on February 17, 2018.
- F2Includes approximately 283 dividend-equivalent restricted stock units accrued between June and December 2016.
- F3These restricted stock units, granted on February 17, 2014, vested in full on February 17, 2017.
- F4These restricted stock units, granted on February 17, 2014, vest in four equal annual installments that began on February 17, 2015.
- F5Includes approximately 87 dividend-equivalent restricted stock units accrued between June and December 2016.
- F6The restricted stock units, granted on February 16, 2015, vest in four equal annual installments beginning on February 17, 2016.
- F7Includes approximately 403 dividend-equivalent restricted stock units accrued between June and December 2016.
- F8The restricted stock units, granted on February 15, 2016, vest in four equal annual installments beginning on February 17, 2017.
- F9Includes approximately 1,464 dividend-equivalent restricted stock units accrued between June and December 2016.