SEC Form 4 · accession 0001294671-17-000012
KEYCORP /NEW/ · KEY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Trina M Evans
Officer — Director, Corporate Center
Period of report
Feb 10, 2017
Accepted (ET)
Feb 14, 2017 · 4:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000091576
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Feb 10, 2017 | M | 12,500 | $11.16 | A | 65,870 | D | |
| Common Shares | Feb 10, 2017 | S | 12,500 | $18.23 | D | 53,370 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to BuyF2 | $11.16 | Feb 10, 2017 | M | 12,500 | D | — | Jul 25, 2018 | Common Shares | 12,500 | 0 | D |
Explanation of responses
- F1Includes approximately 29 common shares acquired through dividend reinvestment in March 2016.
- F2This option vested in three equal annual installments ending on July 25, 2011.