SEC Form 4 · accession 0001294671-17-000011
KEYCORP /NEW/ · KEY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Beth E Mooney
Officer — Chairman and CEO · Director
Period of report
Feb 8, 2017
Accepted (ET)
Feb 10, 2017 · 2:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000091576
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Feb 8, 2017 | M | 175,000 | $11.16 | A | 739,772 | D | |
| Common Shares | Feb 8, 2017 | F | 132,125 | $17.69 | D | 607,647 | D | |
| Common SharesF2 | holding | — | — | — | 5,468 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to BuyF3 | $11.16 | Feb 8, 2017 | M | 175,000 | D | — | Jul 25, 2018 | Common Shares | 175,000 | 0 | D |
Explanation of responses
- F1Includes approximately 1,858 common shares acquired through dividend reinvestments between March 2016 and December 2016.
- F2Reported as of February 9, 2017.
- F3This option vested in three equal annual installments ending on July 25, 2011.