SEC Form 4 · accession 0001294671-16-000204
KEYCORP /NEW/ · KEY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew J Paine III
Officer — Co-Head Corporate Bank
Period of report
Nov 1, 2016
Accepted (ET)
Dec 22, 2016 · 1:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000091576
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF2 | Nov 1, 2016 | P | 445 | $14.06 | A | 445 | I | By Paine Investments LP |
| Common Shares | holding | — | — | — | 31,756 | D | ||
| Common Shares | holding | — | — | — | 31,806 | I | By spouse | |
| Common SharesF1 | holding | — | — | — | 17,724 | I | 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reported as of December 9, 2016.
- F2The reporting person is a general partner of the partnership that owns the reported securities. The reporting person exercised no investment authority over the purchase and disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.