SEC Form 4 · accession 0001294671-16-000197
KEYCORP /NEW/ · KEY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dennis A Devine
Officer — Co-Pres., Key Community Bank
Period of report
Aug 26, 2016
Accepted (ET)
Aug 30, 2016 · 12:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000091576
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Aug 26, 2016 | M | 29,692 | — | A | 93,881 | D | |
| Common Shares | Aug 26, 2016 | F | 12,448 | $12.32 | D | 81,433 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1,F3 | — | Aug 26, 2016 | M | 29,692 | D | — | — | Common Shares | 29,692 | 0 | D |
Explanation of responses
- F1Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.
- F2Includes approximately 889 dividend-equivalent restricted stock units accrued between September 2015 and June 2016.
- F3The restricted stock units vested in four equal annual installments.The final installment vested on August 26, 2016.