SEC Form 4 · accession 0001294671-16-000189
KEYCORP /NEW/ · KEY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
H James Dallas
Director
Period of report
Jul 22, 2016
Accepted (ET)
Jul 26, 2016 · 3:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000091576
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Jul 22, 2016 | M | 6,876 | — | A | 56,384 | D | |
| Common Shares | Jul 22, 2016 | D | 3,438 | $11.81 | D | 52,946 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred SharesF1,F2 | — | Jul 22, 2016 | M | 6,876 | D | Jul 22, 2016 | Jul 22, 2016 | Common Shares | 6,876 | 21,477 | D |
Explanation of responses
- F1Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On July 22, 2016, 3,438 of Mr. Dallas's Deferred Shares were settled for cash, and the remaining 3,438 Deferred Shares were settled for an equal number of KeyCorp Common Shares.
- F2Includes approximately 206 dividend-equivalent Deferred Shares accrued in June 2016.