SEC Form 4 · accession 0001294671-16-000188
KEYCORP /NEW/ · KEY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas M Schosser
Officer — Chief Accounting Officer
Period of report
Jul 22, 2016
Accepted (ET)
Jul 26, 2016 · 3:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000091576
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1,F2 | Jul 22, 2016 | M | 10,745 | — | A | 24,807 | D | |
| Common Shares | Jul 22, 2016 | F | 3,530 | $11.81 | D | 21,277 | D | |
| Common SharesF3 | holding | — | — | — | 3,184 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4,F1,F5 | — | Jul 22, 2016 | M | 10,745 | D | — | — | Common Shares | 10,745 | 0 | D |
Explanation of responses
- F1Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.
- F2Includes approximately 7 dividend-equivalent restricted shares accrued in March 2016.
- F3Reported as of December 31, 2015.
- F4Includes approximately 266 dividend-equivalent restricted stock units accrued between September 2015 and June 2016.
- F5The restricted stock units vested in two equal annual installments ending on July 22, 2016.