SEC Form 4 · accession 0001294671-16-000182
KEYCORP /NEW/ · KEY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald R Kimble
Officer — Chief Financial Officer
Period of report
Jun 3, 2016
Accepted (ET)
Jun 6, 2016 · 3:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000091576
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Jun 3, 2016 | M | 69,255 | — | A | 179,931 | D | |
| Common Shares | Jun 3, 2016 | F | 31,136 | $12.71 | D | 148,795 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1,F3 | — | Jun 3, 2016 | M | 69,255 | D | — | — | Common Shares | 69,255 | 0 | D |
Explanation of responses
- F1Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.
- F2Includes approximately 1,879 dividend-equivalent restricted stock units accrued between June 2015 and March 2016.
- F3The restricted stock units vested in three equal annual installments. The final installment vested on June 3, 2016.