SEC Form 4 · accession 0001294671-16-000171
KEYCORP /NEW/ · KEY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles P Cooley
Director
Period of report
May 19, 2016
Accepted (ET)
May 23, 2016 · 4:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000091576
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | May 23, 2016 | P | 5,000 | $12.41 | A | 25,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred SharesF3,F1,F2 | — | May 19, 2016 | A | 8,878 | A | — | — | Common Shares | 8,878 | 53,091 | D |
Explanation of responses
- F1Each Deferred Share is the economic equivalent of one Common Share.
- F2Under the terms of KeyCorp's Directors' Deferred Share Sub-Plan of the KeyCorp 2013 Equity Compensation Plan (the "Deferred Share Plan"), payment of the deferred shares has been deferred until October 1, 2027.
- F3The Deferred Shares were awarded under the Deferred Share Plan.