SEC Form 4/A · accession 0001294671-16-000157
KEYCORP /NEW/ · KEY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Douglas M Schosser
Officer — Chief Accounting Officer
Period of report
Feb 15, 2016
Accepted (ET)
Mar 17, 2016 · 4:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000091576
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1,F3 | — | Feb 15, 2016 | A | 9,532 | A | — | — | Common Shares | 9,532 | 9,532 | D |
Explanation of responses
- F1Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.
- F2The number of restricted stock units originally reported on February 17, 2016 inadvertently omitted 953 restricted stock units.
- F3The restricted stock units, granted on February 15, 2016, vest in four equal annual installments beginning on February 17, 2017.