SEC Form 4 · accession 0001294671-16-000153
KEYCORP /NEW/ · KEY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Beth E Mooney
Officer — Chairman and CEO · Director
Period of report
Mar 1, 2016
Accepted (ET)
Mar 3, 2016 · 5:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000091576
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Mar 1, 2016 | M | 45,192 | — | A | 580,224 | D | |
| Common Shares | Mar 1, 2016 | F | 22,122 | $10.90 | D | 558,102 | D | |
| Common SharesF1 | Mar 2, 2016 | M | 9,426 | — | A | 567,528 | D | |
| Common Shares | Mar 2, 2016 | F | 4,614 | $11.31 | D | 562,914 | D | |
| Common SharesF2 | holding | — | — | — | 5,359 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4,F1,F3 | — | Mar 1, 2016 | M | 45,192 | D | — | — | Common Shares | 45,192 | 45,573 | D |
| Restricted Stock UnitsF5,F1,F6 | — | Mar 2, 2016 | M | 9,426 | D | — | — | Common Shares | 9,426 | 0 | D |
Explanation of responses
- F1Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.
- F2Reported as of December 31, 2015.
- F3The restricted stock units, granted on March 1, 2013, vest in four equal annual installments.
- F4Includes approximately 2,035 dividend-equivalent restricted stock units accrued between March and December 2015.
- F5Includes approximately 231 dividend-equivalent restricted stock units accrued between March and December 2015.
- F6The restricted stock units, granted on March 2, 2012, fully vest on March 2, 2016.