SEC Form 4 · accession 0001294671-16-000147
KEYCORP /NEW/ · KEY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert A DeAngelis
Officer — Dir, Enterprise Program Mgmt
Period of report
Mar 1, 2016
Accepted (ET)
Mar 3, 2016 · 5:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000091576
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Mar 1, 2016 | M | 6,779 | — | A | 95,179 | D | |
| Common Shares | Mar 1, 2016 | F | 2,227 | $10.90 | D | 92,952 | D | |
| Common Shares | Mar 2, 2016 | F | 2,791 | $11.31 | D | 90,161 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F1,F2 | — | Mar 1, 2016 | M | 6,779 | D | — | — | Common Shares | 6,779 | 6,835 | D |
Explanation of responses
- F1Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.
- F2The restricted stock units, granted on March 1, 2013, vest in four equal annual installments.
- F3Includes approximately 305 dividend-equivalent restricted stock units accrued between March and December 2015.