SEC Form 4 · accession 0001294671-16-000140
KEYCORP /NEW/ · KEY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Beth E Mooney
Officer — Chairman and CEO · Director
Period of report
Feb 17, 2016
Accepted (ET)
Feb 19, 2016 · 5:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000091576
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Feb 17, 2016 | M | 61,114 | — | A | 555,975 | D | |
| Common Shares | Feb 17, 2016 | F | 20,943 | $10.93 | D | 535,032 | D | |
| Common SharesF2 | holding | — | — | — | 5,359 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4,F1,F3 | — | Feb 17, 2016 | M | 32,179 | D | — | — | Common Shares | 32,179 | 64,358 | D |
| Restricted Stock UnitsF6,F1,F5 | — | Feb 17, 2016 | M | 28,935 | D | — | — | Common Shares | 28,935 | 86,802 | D |
Explanation of responses
- F1Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.
- F2Reported as of December 31, 2015.
- F3The restricted stock units, granted on February 17, 2014, vest in four equal annual installments that began on February 17, 2015.
- F4Includes approximately 1,954 dividend-equivalent restricted stock units accrued between March and December 2015.
- F5The restricted stock units, granted on February 16, 2015, vest in four equal annual installments beginning on February 17, 2016.
- F6Includes approximately 2,343 dividend-equivalent restricted stock units accrued between March and December 2015.