SEC Form 4 · accession 0001294671-16-000137
KEYCORP /NEW/ · KEY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul N Harris
Officer — General Counsel & Secretary
Period of report
Feb 17, 2016
Accepted (ET)
Feb 19, 2016 · 5:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000091576
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Feb 17, 2016 | M | 9,168 | — | A | 109,245 | D | |
| Common Shares | Feb 17, 2016 | F | 3,309 | $10.93 | D | 105,936 | D | |
| Common SharesF2 | holding | — | — | — | 20,522 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4,F1,F3 | — | Feb 17, 2016 | M | 4,827 | D | — | — | Common Shares | 4,827 | 9,653 | D |
| Restricted Stock UnitsF6,F1,F5 | — | Feb 17, 2016 | M | 4,341 | D | — | — | Common Shares | 4,341 | 13,020 | D |
Explanation of responses
- F1Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.
- F2Reported as of December 31, 2015.
- F3The restricted stock units, granted on February 17, 2014, vest in four equal annual installments that began on February 17, 2015.
- F4Includes approximately 293 dividend-equivalent restricted stock units accrued between March and December 2015.
- F5The restricted stock units, granted on February 16, 2015, vest in four equal annual installments beginning on February 17, 2016.
- F6Includes approximately 351 dividend-equivalent restricted stock units accrued between March and December 2015.