SEC Form 4 · accession 0001294671-16-000135
KEYCORP /NEW/ · KEY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Trina M Evans
Officer — Director, Corporate Center
Period of report
Feb 17, 2016
Accepted (ET)
Feb 19, 2016 · 5:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000091576
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Feb 17, 2016 | M | 4,684 | — | A | 53,911 | D | |
| Common Shares | Feb 17, 2016 | F | 1,788 | $10.93 | D | 52,123 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F1,F2 | — | Feb 17, 2016 | M | 2,514 | D | — | — | Common Shares | 2,514 | 5,025 | D |
| Restricted Stock UnitsF5,F1,F4 | — | Feb 17, 2016 | M | 2,170 | D | — | — | Common Shares | 2,170 | 6,510 | D |
Explanation of responses
- F1Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.
- F2The restricted stock units, granted on February 17, 2014, vest in four equal annual installments that began on February 17, 2015.
- F3Includes approximately 153 dividend-equivalent restricted stock units accrued between March and December 2015.
- F4The restricted stock units, granted on February 16, 2015, vest in four equal annual installments beginning on February 17, 2016.
- F5Includes approximately 176 dividend-equivalent restricted stock units accrued between March and December 2015.