SEC Form 4 · accession 0001294671-16-000128
KEYCORP /NEW/ · KEY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Beth E Mooney
Officer — Chairman and CEO · Director
Period of report
Feb 15, 2016
Accepted (ET)
Feb 17, 2016 · 5:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000091576
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | holding | — | — | — | 494,861 | D | ||
| Common SharesF1 | holding | — | — | — | 5,359 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Feb 15, 2016 | A | 167,778 | A | — | — | Common Shares | 167,778 | 167,778 | D |
| Option to BuyF4 | $10.49 | Feb 15, 2016 | A | 205,607 | A | — | Feb 15, 2026 | Common Shares | 205,607 | 205,607 | D |
Explanation of responses
- F1Reported as of December 31, 2015.
- F2Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.
- F3The restricted stock units, granted on February 15, 2016, vest in four equal annual installments beginning on February 17, 2017.
- F4The options to buy, granted on February 15, 2016, vest in four equal annual installments beginning on February 17, 2017.