SEC Form 4 · accession 0001294671-16-000126
KEYCORP /NEW/ · KEY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William L. Hartmann
Officer — Chief Risk Officer
Period of report
Feb 15, 2016
Accepted (ET)
Feb 17, 2016 · 5:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000091576
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | holding | — | — | — | 82,328 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Feb 15, 2016 | A | 23,832 | A | — | — | Common Shares | 23,832 | 23,832 | D |
| Option to BuyF3 | $10.49 | Feb 15, 2016 | A | 29,205 | A | — | Feb 15, 2026 | Common Shares | 29,205 | 29,205 | D |
Explanation of responses
- F1Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.
- F2The restricted stock units, granted on February 15, 2016, vest in four equal annual installments beginning on February 17, 2017.
- F3The options to buy, granted on February 15, 2016, vest in four equal annual installments beginning on February 17, 2017.