SEC Form 4 · accession 0001294671-16-000121
KEYCORP /NEW/ · KEY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert A DeAngelis
Officer — Dir, Enterprise Program Mgmt
Period of report
Feb 15, 2016
Accepted (ET)
Feb 17, 2016 · 5:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000091576
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | holding | — | — | — | 84,620 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Feb 15, 2016 | A | 15,252 | A | — | — | Common Shares | 15,252 | 15,252 | D |
| Option to BuyF4 | $10.49 | Feb 15, 2016 | A | 18,691 | A | — | Feb 15, 2026 | Common Shares | 18,691 | 18,691 | D |
Explanation of responses
- F1Includes approximately 208 dividend-equivalent restricted shares accrued between March and December 2015, and approximately 8 common shares accrued through dividend reinvestment in March 2015.
- F2Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.
- F3The restricted stock units, granted on February 15, 2016, vest in four equal annual installments beginning on February 17, 2017.
- F4The options to buy, granted on February 15, 2016, vest in four equal annual installments beginning on February 17, 2017.