SEC Form 4 · accession 0001294671-16-000118
KEYCORP /NEW/ · KEY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Amy G. Brady
Officer — Chief Information Officer
Period of report
Feb 15, 2016
Accepted (ET)
Feb 17, 2016 · 5:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000091576
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | holding | — | — | — | 44,274 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Feb 15, 2016 | A | 24,785 | A | — | — | Common Shares | 24,785 | 24,785 | D |
| Option to BuyF4 | $10.49 | Feb 15, 2016 | A | 30,373 | A | — | Feb 15, 2026 | Common Shares | 30,373 | 30,373 | D |
Explanation of responses
- F1Includes approximately 112 dividend-equivalent restricted shares accrued between March and December 2015, and approximately 647 common shares acquired under the KeyCorp Amended and Restated Discount Stock Purchase Plan between March 2015 and February 2016.
- F2Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.
- F3The restricted stock units, granted on February 15, 2016, vest in four equal annual installments beginning on February 17, 2017.
- F4The options to buy, granted on February 15, 2016, vest in four equal annual installments beginning on February 17, 2017.