SEC Form 4 · accession 0001294671-16-000113
KEYCORP /NEW/ · KEY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Craig A Buffie
Officer — Chief Human Resources Officer
Period of report
Feb 4, 2016
Accepted (ET)
Feb 5, 2016 · 4:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000091576
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Feb 4, 2016 | M | 56,526 | — | A | 68,811 | D | |
| Common Shares | Feb 4, 2016 | F | 18,895 | $10.91 | D | 49,916 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom SharesF2,F1 | — | Feb 4, 2016 | M | 56,526 | D | Feb 4, 2016 | Feb 4, 2016 | Common Stock | 56,526 | 0 | D |
Explanation of responses
- F1Each phantom share was the economic equivalent of one share of KeyCorp common stock.
- F2Includes approximately 2,901 dividend-equivalent phantom shares accrued since June 2013.