SEC Form 4 · accession 0001294671-15-000092
KEYCORP /NEW/ · KEY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dennis A Devine
Officer — Co-Pres., Key Community Bank
Period of report
Aug 27, 2015
Accepted (ET)
Aug 31, 2015 · 11:15 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000091576
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Aug 27, 2015 | M | 28,540 | — | A | 62,067 | D | |
| Common Shares | Aug 27, 2015 | F | 10,920 | $13.88 | D | 51,147 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F1,F2 | — | Aug 27, 2015 | M | 28,540 | D | — | — | Common Shares | 28,540 | 28,803 | D |
Explanation of responses
- F1Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.
- F2The restricted stock units vest in four equal annual installments.The first installment vested on August 27, 2013.
- F3Includes approximately 1,210 dividend-equivalent restricted stock units accrued between September 2014 and June 2015.