SEC Form 4 · accession 0001294671-15-000089
KEYCORP /NEW/ · KEY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
H James Dallas
Director
Period of report
Jul 23, 2015
Accepted (ET)
Jul 24, 2015 · 2:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000091576
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Jul 23, 2015 | M | 9,548 | — | A | 41,382 | D | |
| Common Shares | Jul 23, 2015 | D | 4,774 | $15.15 | D | 36,608 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred SharesF1,F2 | — | Jul 23, 2015 | M | 9,548 | D | Jul 23, 2015 | Jul 23, 2015 | Common Shares | 9,548 | 18,930 | D |
Explanation of responses
- F1Each Deferred Share was the economic equivalent of one KeyCorp Common Share. On July 23, 2015, 4,774 of Mr. Dallas's Deferred Shares were settled for cash, and the remaining 4,774 Deferred Shares were settled for an equal number of KeyCorp Common Shares.
- F2Includes approximately 138 dividend-equivalent Deferred Shares accrued in June 2015.