SEC Form 4 · accession 0001294671-15-000082
KEYCORP /NEW/ · KEY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald R Kimble
Officer — Chief Financial Officer
Period of report
Jun 3, 2015
Accepted (ET)
Jun 5, 2015 · 11:15 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000091576
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Jun 3, 2015 | M | 67,071 | — | A | 128,507 | D | |
| Common Shares | Jun 3, 2015 | F | 30,023 | $14.84 | D | 98,484 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F1,F2 | — | Jun 3, 2015 | M | 67,071 | D | — | — | Common Shares | 67,071 | 67,376 | D |
Explanation of responses
- F1Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.
- F2The restricted stock units vest in three equal annual installments. The first installment vested on June 3, 2014.
- F3Includes approximately 1,884 dividend-equivalent restricted stock units accrued between September 2014 and March 2015.