SEC Form 4 · accession 0001294671-15-000066
KEYCORP /NEW/ · KEY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William L. Hartmann
Officer — Chief Risk Officer
Period of report
May 19, 2015
Accepted (ET)
May 21, 2015 · 12:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000091576
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | May 19, 2015 | M | 4,468 | — | A | 84,449 | D | |
| Common Shares | May 19, 2015 | F | 2,121 | $15.11 | D | 82,328 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1,F3 | — | May 19, 2015 | M | 4,468 | D | — | — | Common Shares | 4,468 | 0 | D |
Explanation of responses
- F1Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.
- F2Includes approximately 83 dividend-equivalent restricted stock units accrued between June 2014 and March 2015.
- F3The restricted stock units, granted on May 19, 2011, fully vest on May 19, 2015.