SEC Form 4 · accession 0001294671-15-000039
KEYCORP /NEW/ · KEY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William L. Hartmann
Officer — Chief Risk Officer
Period of report
Mar 1, 2015
Accepted (ET)
Mar 3, 2015 · 1:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000091576
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Mar 1, 2015 | M | 6,919 | — | A | 78,164 | D | |
| Common Shares | Mar 1, 2015 | F | 2,273 | $13.93 | D | 75,891 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F1,F2 | — | Mar 1, 2015 | M | 6,919 | D | — | — | Common Shares | 6,919 | 13,863 | D |
Explanation of responses
- F1Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.
- F2The restricted stock units, granted on March 1, 2013, vest in four equal annual installments.
- F3Includes approximately 401 dividend-equivalent restricted stock units accrued between March and December 2014.