SEC Form 4 · accession 0001294671-15-000021
KEYCORP /NEW/ · KEY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher M. Gorman
Officer — President, Key Corporate Bank
Period of report
Feb 17, 2015
Accepted (ET)
Feb 19, 2015 · 3:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000091576
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Feb 17, 2015 | M | 15,764 | — | A | 321,971 | D | |
| Common Shares | Feb 17, 2015 | F | 5,231 | $14.15 | D | 316,740 | D | |
| Common SharesF2 | holding | — | — | — | 3,389 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4,F1,F3 | — | Feb 17, 2015 | M | 15,764 | D | — | — | Common Shares | 15,764 | 47,291 | D |
Explanation of responses
- F1Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.
- F2Reported as of December 14, 2014.
- F3The restricted stock units, granted on February 17, 2014, vest in four equal annual installments beginning on February 17, 2015.
- F4Includes approximately 1,136 dividend-equivalent restricted stock units accrued between March and December 2014.