SEC Form 4 · accession 0001294671-15-000018
KEYCORP /NEW/ · KEY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul N Harris
Officer — General Counsel & Secretary
Period of report
Feb 16, 2015
Accepted (ET)
Feb 18, 2015 · 3:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000091576
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | holding | — | — | — | 85,044 | D | ||
| Common SharesF1 | holding | — | — | — | 20,015 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Feb 16, 2015 | A | 17,009 | A | — | — | Common Shares | 17,009 | 17,009 | D |
| Option to BuyF4 | $14.11 | Feb 16, 2015 | A | 13,856 | A | — | Feb 16, 2025 | Common Shares | 13,856 | 13,856 | D |
Explanation of responses
- F1Reported as of December 14, 2014.
- F2Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.
- F3The restricted stock units, granted on February 16, 2015, vest in four equal annual installments beginning on February 17, 2016.
- F4The options to buy, granted on February 16, 2015, vest in four equal annual installments beginning on February 17, 2016.