SEC Form 4 · accession 0001294671-15-000008
KEYCORP /NEW/ · KEY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Amy G. Brady
Officer — Chief Information Officer
Period of report
Feb 16, 2015
Accepted (ET)
Feb 18, 2015 · 3:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000091576
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | holding | — | — | — | 53,025 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Feb 16, 2015 | A | 17,009 | A | — | — | Common Shares | 17,009 | 17,009 | D |
| Option to BuyF4 | $14.11 | Feb 16, 2015 | A | 13,856 | A | — | Feb 16, 2025 | Common Shares | 13,856 | 13,856 | D |
Explanation of responses
- F1Includes approximately 176 dividend-equivalent restricted shares accrued between March and December 2014, and approximately 646 common shares acquired under the KeyCorp Amended and Restated Discount Stock Purchase Plan between February 2014 and February 2015.
- F2Each restricted stock unit represents the right to receive one KeyCorp common share at vesting.
- F3The restricted stock units, granted on February 16, 2015, vest in four equal annual installments beginning on February 17, 2016.
- F4The options to buy, granted on February 16, 2015, vest in four equal annual installments beginning on February 17, 2016.