SEC Form 4 · accession 0001209191-15-048902
EASTMAN CHEMICAL CO · EMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael HK Chung
Officer — Senior Vice President
Period of report
May 31, 2015
Accepted (ET)
Jun 2, 2015 · 4:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000915389
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 31, 2015 | M | 2,000 | — | A | 22,882 | D | |
| Common StockF2 | May 31, 2015 | F | 718 | $76.67 | D | 22,164 | D | |
| Common StockF3 | holding | — | — | — | 4,508 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | May 31, 2015 | M | 2,000 | D | — | May 31, 2015 | Common Stock | 2,000 | 0 | D |
Explanation of responses
- F1Payout of shares underlying restricted stock units upon satisfaction of time condition to vesting.
- F2Shares of common stock withheld in satisfaction of tax liability upon vesting of the 2,000 restricted stock units.
- F3Includes 32 shares acquired since February 20, 2015 resulting from automatic reinvestment of dividends.