SEC Form 4 · accession 0001209191-15-043593
EASTMAN CHEMICAL CO · EMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald Carter Lindsay
Officer — Chief Operating Officer
Period of report
May 14, 2015
Accepted (ET)
May 18, 2015 · 12:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000915389
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 14, 2015 | M | 27,800 | $33.08 | A | 156,334 | D | |
| Common StockF2 | May 14, 2015 | S | 27,800 | $78.39 | D | 128,534 | D | |
| Common Stock | holding | — | — | — | 961 | I | By ESOP | |
| Common StockF3 | holding | — | — | — | 485 | I | By 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F4 | $33.08 | May 14, 2015 | M | 27,800 | D | Oct 30, 2010 | Oct 29, 2017 | Common Stock | 27,800 | 0 | D |
Explanation of responses
- F1Includes 3 shares acquired since February 20, 2015 resulting from automatic reinvestment of dividends.
- F2Average weighted sale price for shares disposed of in the reported transaction. The shares were sold in multiple broker's transactions at various prices per share ranging from $78.25 to $78.47.
- F3Includes 2 shares acquired since February 20, 2015 resulting from automatic reinvestment of dividends.
- F4The option exercise price was halved and the number of shares underlying the option was doubled in the October 3, 2011 2-for-1 stock split by dividend of the common stock.